Regulatory Compliance Manager

Role Overview

The Regulatory Compliance Lead is responsible for overseeing and strengthening the firm’s regulatory compliance framework across applicable jurisdictions. This role plays a critical part in supporting global expansion, ensuring regulatory compliance, and enabling licensing and market entry across new jurisdictions.

Key Responsibilities

Lead the design, implementation, and ongoing enhancement of the regulatory compliance framework, including AML CTF, sanctions, KYC, transaction monitoring, and regulatory reporting.

Act as a key point of contact for regulators and supervisory authorities, managing regulatory communications, inquiries, inspections, and examinations.

Support new market expansion by leading and assisting with licensing applications, renewals, variations, and ongoing regulatory obligations across multiple jurisdictions.

Work closely with regulators throughout the licensi...