Regulatory Compliance Manager

Job Description

This hybrid role combines remote and in‑office work at 483 Bay Street in Toronto until late 2026, after which the location will shift to 3 Robert Speck Parkway in Mississauga. It is a contract position ending October2027 and requires current work authorization for Canada.

Responsibilities

• Oversee the daily operation of the Trade Surveillance Program, investigating alerts generated by the application—including manipulative and deceptive practices, insider trading, and trading on material non‑public information—and support creation of periodic management reporting.
• Collaborate with the team to identify program and system improvement opportunities and maintain robust pre‑trade risk controls across all trading platforms.
• Track limit breaches, monitor limit changes, and record approvals for limit adjustments.
• Participate in the Trade Review Committee (TRC) to ensure timely completion of committee functions, analy...