Regulatory Compliance Officer

Regulatory Compliance Officer

We are seeking an experienced Regulatory Compliance Officer to support our continued growth. This role is responsible for ensuring compliance with all applicable Singapore regulatory requirements across capital markets activities, including securities, exchange‑traded and over‑the‑counter (OTC) derivatives, and collective investment schemes (CIS).

As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.

Responsibilities

• Regulatory Compliance & Advisory
  • Ensure compliance with the Securities and Futures Act (SFA), relevant MAS Notices and Guidelines.
  • Provide regulatory advice to the business units.
  • Monitor regulatory developments from MAS and assess impact on business operations.
• Policies, Controls & Frameworks
  • Develop, review, and...