Regulatory Compliance Officer

We are seeking an experienced Regulatory Compliance Officer to support our continued growth. This role is responsible for ensuring compliance with all applicable Singapore regulatory requirements across capital markets activities, including securities, exchange-traded and over-the-counter (OTC) derivatives, and collective investment schemes (CIS).



The role requires strong familiarity with MAS regulations, hands-on compliance experience, and the ability to partner closely with business units while maintaining robust governance standards. The key responsibilities are:



1. Regulatory Compliance & Advisory

• Ensure compliance with the Securities and Futures Act (SFA), relevant MAS Notices and Guidelines.

• Provide regulatory advice to the business units.

• Monitor regulatory developments from MAS and assess impact on business operations.



2. Policies, Controls & Fram...