Regulatory Compliance

Introduction:

We are looking to further strengthen our compliance capabilities in Singapore by bringing on a senior compliance professional with strong regulatory expertise and a legal background. The role will be a key member of the Compliance team, contributing to the ongoing development and enhancement of our compliance framework and culture.

Description:

• Support the establishment, enhancement, and maintenance of the firm’s regulatory and AML compliance framework and internal controls.
• Lead or participate in regulatory and AML risk assessments to ensure robust controls and adherence to local requirements.
• Conduct and coordinate periodic reviews and audits of compliance processes.
• Partner with Legal and other business functions to address compliance-related matters.
• Engage with local regulators, contributing to regulatory dialogue and licensing-related initiatives.