Job Description
**Responsibilities**:- Participating in the coordination and execution of regulatory exams; including franchise relevant regulatory reviews and other supervisory activity impacting businesses and control functions.
- Liaising with the supervisory agency teams, including responding to ad hoc requests / inquiries and hosting meetings with senior managers held in connection with ongoing supervision efforts.
- Partnering with regional Exam Management and Regulatory Liaison Offices, local advisory Compliance teams, Business, Risk, Legal, Operations, and Technology to identify, gather and produce responsive documents and information.
- Identifying and escalating issues raised in the course of regulatory exams and supervisory activity.
- Promoting awareness of trends identified during exam management activity and drive common messaging across our organization.
- Participating in UAT testing and working groups on behalf of the Exam Management and Regulatory Liaison Offic...
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