Regulatory Reporting Consultant (Hiring Immediately)

Regulatory Reporting Consultant

Location: New York City, NY (3 days onsite locals only)

Contract: 6 months (Start Date: asap)

Overview

Our client, a top-tier management consulting firm, is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas including LOPR, EBS, Rule 606, and CAT. You will work cross-functionally with technology, compliance, and operations teams to ensure reporting accuracy and regulatory compliance.

Key Responsibilities

• Support end-to-end remediation of regulatory reporting issues across LOPR, EBS, Rule 606, and CAT.
• Collaborate with technology, compliance, and operations teams to assess reporting gaps, implement controls, and validate system fixes.
• Conduct detailed data analysis to identify root causes and validate reporting outputs for regulatory compliance.
• Enhance existing ...