【日语or英语】合规指导 VP/AVP

某大手日系银行 No.10097469 【日语or英语】合规指导 VP/AVP 工作地 上海市内 税前月薪 10000 ～ 15000 职种分类 rezhiL(3)银行/保险/金融 rezhiS(24)风险管理/控制/稽查 语言 reyuyan(2)日语 学历 本科以上 行业分类 hangyeL(3)金融/银行/会计 工作内容 * The purpose of the role is to issue management and testing as subject matter expert in the areas of compliance risk, control, and testing. Responsibilities including evaluate the adequacy and effectiveness process and internal controls to obtain reasonable assurance of compliance
* Take lead in bank-wide issue management approach to ensure an effective framework and BAU process including but not limited to:
a) Track all audits, tests, regulatory test/exams to ensure entries are made in time
b) Perform review and challenge, as necessary, escalations, impact assessments, action plan viability, action plan modifications, and issue closure validation
c) Co-ordinate with regional as well as local compliance teams; arrange and conduct meetings with Stakeholders,Mgmt
d) Validate actions taken by control/...