Risk and Compliance Adviser

We are currently recruiting for a Risk and Compliance Advisor to join a leading  private wealth organisation based in Sydney.

This is a business-critical role supporting the front office advisory function in Sydney , with a strong focus on embedding risk frameworks, uplifting compliance culture, and enabling advisers to deliver outstanding client outcomes.
 

Key responsibilities

• Partner with Advisers, Associates and Regional Managers to monitor and manage risks and obligations.
• Conduct independent second-line reviews across client files, transactions and assurance activities.
• Facilitate risk workshops , build and maintain risk registers, and support the ongoing development of risk profiles and controls.
• Lead incident and breach management end-to-end , ensuring timely resolution and reporting.
• Translate p...