Risk and Compliance Advisor

We are looking to recruit an experienced Risk and Compliance Advisor to join a top-tier Financial Services organisation. In this role, you'll collaborate closely with the Advice team, playing a key part in identifying and evaluating risks, ensuring regulatory compliance, and supporting the development and execution of robust control measures. Key Responsibilities:

• Act as the first point of contact for Advisors, Associate Advisors, and Front Office leaders, assisting in identifying, managing, and mitigating risks across daily operations.
• Oversee second line of defence activities, including ongoing risk and compliance evaluations, to ensure the business properly identifies, evaluates, records, and manages risks while adhering to regulatory obligations.
• Review and challenge business practices, strategies, and procedures to ensure alignment with risk and compliance standards.
• Establish and maintain st...