Salaried Dealer Representative (Securities)

(Based in Alor Setar/Kuala Lumpur/Kluang/Kuantan)

Location:

Responsibilities:

• Execution of clients’ buying and selling orders and other matters related to dealing in securities;
• Execute orders received according to given criteria (limit & validity);
• Responsible for the development and expansion of the branch’s business;
• Plan, organize, and coordinate business development activities to achieve the branch’s targets;
• Act as back-up dealers to other execution dealers;
• Be part of the Business Continuity Plan (BCP) team and familiarize yourself with recovery procedures;
• Ensure compliance with relevant statutory and regulatory requirements at all times;
• Undertake any assignments as instructed by superiors or management.

You are required to adhere to the Company’s IT Policy and Procedure, Bursa Malaysia Berhad IT Security Standard (ITSS), and other related regulatory ...