Senior Analyst, Communications Surveillance U.S

Job Description What is the opportunity? You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives. What will you do? Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit. perform first level and second level reviews or flagged communications to identify potential compliance breaches Conducting monitoring and surveillance activities relevant to business unit. Identifying potential areas of compliance vulnerability and risk; developing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future. Maintain meticulous records of all in...