Senior Compliance Consultant

As part of the Market Conduct Compliance & Investigations Team (MCCI), the Senior Compliance Consultant supports key compliance operations by maintaining accurate documentation, managing case intake and triage, and helping analyze regulatory changes and share impacts with relevant business units. This role acts as a liaison for the compliance leadership team and participates in head office meetings as required. The Senior Compliance Consultant also oversees records management, maintains internal platforms such as SharePoint and compliance content on Advisor Portal. In addition to working with teams across different geographies to ensure consistent, high‑quality case logging, this role also supports the business by answering compliance-related questions from internal and external stakeholders.

Position Responsibilities

Provide support to the MCCI Managers in the day‑to‑day operations and workflow management of the compliance programs.

Support the MCCI Global H...