Senior Compliance Officer, Asset Management Compliance

Title: Senior Compliance Officer, Asset Management Compliance

Requisition ID:

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Purpose

Asset Management Compliance supports 1832 Asset Management L.P. (“1832”). 1832 provides portfolio management services for Investment funds, Pooled funds, and Institutional clients. The Asset Management Compliance Department provides portfolio management and trading compliance oversight. The incumbent is instrumental in the development, implementation, and oversight of compliance policies, procedures, and controls for 1832.

The incumbent will work closely with the Senior Manager, Asset Management Compliance to monitor the Asset Management Compliance Program and assist with special projects, as required.

Accountabilities

• Work closely with members of Asset Management Compliance to oversee Asset Ma...