Senior Compliance Officer EAM

An international private bank is looking for a Senior Compliance Officer within a Swiss-based advisory team, responsible for supporting adherence to regulatory and statutory requirements in a dynamic environment.

Responsibilities

• Oversee governance and regulatory frameworks for external asset managers and introducers across the full lifecycle (onboarding, risk assessment, monitoring, termination)
• Ensure compliance with Swiss AML regulations and standards
• Conduct client exposure checks to identify and mitigate financial crime risks
• Manage account openings and periodic KYC reviews in line with regulatory requirements
• Advise client-facing teams on AML/CTF matters
• Perform risk assessments, thematic reviews, and in-depth analyses
• Contribute to compliance projects and support implementation efforts
• Assist management with ad hoc compliance initiatives

Requirements