Senior Executive

Job responsibilities:

• To check AMLA reports and perform Ongoing/Enhanced/Renewed Due Diligence to ensure completeness of investor profiles for High-Risk Customers.
• To conduct name screening and gather additional information when required via call/email to investors/sales representatives.
• To raise internal Suspicious Transaction Reports (STRs) and Risk Profile Reclassification forms to Financial Crime Compliance Department in a timely manner.
• To assist Financial Crime Compliance Department in conducting ongoing due diligence for cases triggered by transaction monitoring reports.
• To handle the exit process for investors matched with sanction lists, ensuring verification with Financial Crime Compliance Department, proper documentation, and closure in line with company policies/regulatory requirements.
• To collaborate with IT Department and conduct User Acceptance Test on system enhancements.

Job requirements: