Specialist, Compliance

This role is accountable for delivering critical compliance activities, including managing AML programs, AML audits, QA reviews, statutory audits, sanction due diligence, additional tasks/outcomes of Conduct Risk Framework, and support in managing compliance programs to address regulatory changes and business growth initiatives.



**Position Responsibilities:**



+ Review compliance related documents and compliance functional work e.g., sanction review, corporate secretary work, external relations, review project base

+ Identifying and assessing areas of significant business risk and implementing effective risk management strategies

+ Conducting regular internal reviews, audits both internal and external, QA [Training QA, Policies & Procedures QA, KYC/CDD QA, Distribution Compliance related QA, etc.] to ensure compliance procedures are followed

+ Developing and implementing compliance programs that align with legal and regula...