Sr Regional Branch Manager - Canada

Job Description

Responsibilities

• Travel to branch locations and conduct supervisory reviews. Provide timely report and updates to key stakeholders.

• Collaborate with Regional Branch Managers to identify training opportunities. Deliver agreed upon training to branch location APs.
• Supervision of AP sales transactions.
• Interact with clients (in a licensed capacity) to facilitate transactions when AP is unavailable.
• Provide supervision support and act as an information resource for APs and RBMs.
• Provide advanced level application of knowledge regarding WFG Securities Inc. policies and procedures and regulatory guidance to ensure compliance.
• Enhanced supervision of APs who may be subject to regulatory or internal supervision.
• Participate in special projects as assigned. Engage in department projects as required and provide support to other areas within WFG.

Qualifications

• Five years experi...