Trade Compliance Officer (Toronto)

Overview

Aviso is dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, Aviso emphasizes leadership, innovation, partnership, responsibility, and community. The organization offers a dynamic culture and opportunities to work with talented professionals in a collaborative environment. For more information, visit

Opportunity

We’re looking for a Trade Compliance Officer to join our Compliance team. Reporting to the Director of Trade Compliance, the Trade Compliance Officer is responsible for day-to-day trade compliance activities for all business lines of Aviso Financial Inc (online brokerage, full service, institutional and correspondent). This includes daily and monthly trade surveillance reviews and quarterly trend analysis to detect manipulative and deceptive trading activities, in accordance with regulatory requirements established by the Canadian Investment Regulatory Organization (CIRO), provincial...