Trade Compliance Specialist at Aviso Financial

Elevate regulatory standards as a Trade Compliance Specialist with Aviso Financial. Utilize your expertise in trade surveillance and compliance to ensure adherence to Canadian regulations.
As a Trade Compliance Officer, you will report to the Director of Trade Compliance. With 3 to 5 years of experience, you'll oversee daily compliance activities and focus on identifying manipulative trading practices. Your contributions will include educating stakeholders and managing compliance reports to enhance our organizational practices.
Key Responsibilities:
• Conduct daily and monthly compliance report evaluations
• Amend and update policies for PRO accounts
• Approve brokerage and institutional accounts as needed
• Prepare detailed regulatory reports on CIRO rules
• Deliver trade compliance education via email and newsletters
Requirements:
• Post-secondary degree in a related field
• 3 to 5 years of relevant industry experience
• Strong knowledge of mutual fun...