Wealth Regulatory Reporting Operations AVP

The Non-Financial Regulatory Reporting Operations Senior Analyst is a seasoned professional who provides oversight of non-financial regulatory reporting deliverables, maintaining a strong control environment. The Senior Analyst ensures accurate and timely submissions by monitoring workflows, supporting the remediation of identified issues, and facilitating root cause analyses. Role to assist in maintaining and enhancing the reporting control framework, performing reviews of controls and KPIs, and support the team's response to audits, regulatory exams, and internal assurance activities. The Senior Analyst promotes process improvement, supports automation opportunities, and is responsible for coaching junior team members, bridging the gap between operational execution and leadership.

Key Responsibilities